Form ADV/SEC IAPD

Access public regulatory information for AQS Asset Management, LLC. through the SEC Investment Adviser Public Disclosure database. AQS is a registered investment adviser. Additional public information about AQS is available through the Securities and Exchange Commission’s Investment Adviser Public Disclosure database, commonly known as SEC IAPD. The “Last Updated” date will indicate when this page was last revised. Your continued use of the website after changes are posted means you accept the revised statement herein. Last updated 6/1/2026.

AQS Public Adviser Information

AQS may be searched in the SEC Investment Adviser Public Disclosure database using the following identifying information:

What Is Form ADV

Form ADV/SEC IAPD is the primary disclosure document used by investment advisers to register with securities regulators and provide information about their advisory business. Form ADV may include information about: Advisory services; Ownership and control; Assets under management; Client types; Fees and compensation; Disciplinary information, if applicable; Other business activities; Conflicts of interest; Custody, brokerage, and trading practices; Financial industry affiliations; and Brochure information and other disclosures.

Registration as an investment adviser does not imply a certain level of skill or training. Registration also does not mean that the SEC or any state securities authority has approved, endorsed, reviewed, or recommended AQS, its advisory services, its personnel, its investment strategies, or any information presented on this website.

Form CRS

Form CRS is a relationship summary generally intended for retail investors. AQS is currently reviewing whether Form CRS is applicable based on its client base and services. If Form CRS applies, AQS should provide a link to the current Form CRS on this page and in the website footer.
AQS currently provides investment advisory services to institutional clients and does not provide services to retail investors requiring delivery of Form CRS.

AQS Asset Management, LLC.

AQS Asset Management, LLC. is a registered investment adviser. Registration as an investment adviser does not imply a certain level of skill or training. The information on this website is provided for informational purposes only and should not be construed as investment advice, an offer to sell, or a solicitation to buy any security or investment product. Past performance is not indicative of future results. All investments involve risk, including possible loss of principal. Additional information about AQS Asset Management, LLC. is available through SEC’s Investment Adviser Public Disclosure website. Questions about these Forms may be directed to: AQS Asset Management, LLC. by postal mail at 5806 Mesa Drive Austin, TX 78731, by phone at 512-314-0713, and by email at larry.white@AQSllc.com.

AQS Asset Management, LLC. manages investment portfolios for insureds around the realities of their business: liabilities, liquidity, regulatory, surplus, product design, and performance. For insurers, portfolio management is not about beating an index. It is about supporting the balance sheet, protecting policyholder obligations, managing risk, and arming leadership for better decisions.