Privacy Policy

Read the Privacy Policy for AQS Asset Management, LLC. including information about data collection, use, sharing, cookies, and financial privacy practices. AQS Asset Management, LLC. (“AQS,” “we,” “our,” or “us”) respects the privacy of visitors, clients, prospective clients, and business contacts. This Privacy Policy explains how we may collect, use, disclose, and protect information through this website and in connection with our business operations. This Privacy Policy is intended to address general website privacy practices as well as privacy considerations applicable to investment advisers and financial institutions. If AQS provides you with a separate privacy notice, client agreement, Form ADV disclosure, or other written notice, that document may provide additional information about our privacy practices.

AQS may update this Policy from time to time. The “Last Updated” date will indicate when the policy was last revised. Your continued use of the website after changes are posted means you accept the revised Privacy Policy. Last updated 6/1/2026.

Privacy Policy: Information We May Collect

We may collect information in several ways, including information you provide directly, information collected automatically through website tools, and information obtained through business or client relationships. Information may include: Name; Company name; Job title; Email address; Phone number; Mailing address’ Website form submissions; Meeting requests or contact inquiries; Business communications; Client or prospective client information; Device, browser, IP address, and usage information; Analytics and cookie-related information; and Information needed to provide advisory, reporting, operational, compliance, or administrative services.

Information You Provide Directly and/or Collected Automatically

You may provide information when you: Submit a contact form; Call or email AQS; Request information; Schedule a meeting; Subscribe to updates, if available; Engage AQS for services; and Provide documents or information as part of a client or prospective client relationship. Please do not submit sensitive, confidential, or nonpublic information through website forms unless AQS has specifically instructed you to do so through a secure method. When you visit the website, certain information may be collected automatically through cookies, analytics tools, server logs, pixels, or similar technologies. This information may include: IP address; Browser type; Device type; Operating system; Pages viewed; Time spent on the site; Referring website; General location information; and Interaction with website content. This information helps us understand website usage, maintain website functionality, improve content, and evaluate marketing or communication effectiveness.

Cookies and Similar Technologies and How We May Use and Share Information

The website may use cookies or similar technologies to support website functionality, analytics, security, performance, and user experience. You may be able to disable cookies through your browser settings. Some website features may not function properly if cookies are disabled. If AQS uses third-party analytics, advertising, or tracking tools, those providers may collect information subject to their own privacy policies and settings.

AQS may use information to: Respond to inquiries; Communicate with clients and prospective clients; Provide advisory, reporting, analytical, administrative, or operational services; Maintain and improve the website; Understand website usage; Send business or market-related communications, if applicable; Maintain records; Meet legal, regulatory, audit, and compliance obligations; Protect the security and integrity of our systems; Prevent fraud, unauthorized access, or misuse; and Evaluate and improve services.

AQS does not sell personal information in the ordinary course of its business. We may share information as permitted or required by law, including with: Service providers and vendors that support website hosting, analytics, technology, compliance, reporting, accounting, legal, security, or administrative functions; Custodians, brokers, administrators, accountants, auditors, attorneys, consultants, or other professional advisers, as applicable; Regulatory authorities, law enforcement, courts, or government agencies; Parties involved in a business transaction, reorganization, merger, sale, transfer, or similar event, if applicable; and Other parties with your consent or as otherwise permitted by law. Service providers are expected to use information only as necessary to provide services to AQS and to maintain appropriate safeguards.

Financial Privacy and State Privacy Rights

As an investment adviser, AQS may collect nonpublic personal information in connection with advisory, operational, reporting, compliance, or administrative services. AQS maintains policies and procedures designed to protect nonpublic personal information and to limit disclosure except as permitted or required by law. AQS may provide additional financial privacy notices to clients or other covered people where required.

Depending on your location and applicable law, you may have certain rights regarding personal information, such as the right to request access, correction, deletion, or information about certain uses or disclosures. Some financial institutions and certain types of information may be subject to exemptions or separate requirements under federal financial privacy laws. To submit a privacy-related request, contact AQS using the information below. AQS may need to verify your identity before responding.

Data Security and Retention and Communications

AQS uses administrative, technical, and physical safeguards designed to protect information from unauthorized access, disclosure, alteration, or destruction. No website, email system, network, or electronic transmission is completely secure. You should not send confidential or sensitive information through unencrypted email or website forms unless instructed by AQS through a secure process. AQS retains information for as long as reasonably necessary for business, legal, regulatory, compliance, operational, recordkeeping, and security purposes. Retention periods may vary based on the type of information, the purpose for which it was collected, and applicable legal or regulatory requirements. If you provide your email address, AQS may use it to respond to your inquiry or communicate with you regarding business matters. If AQS offers newsletters, market updates, or email subscriptions, you may unsubscribe from non-essential marketing communications using the instructions provided in those communications. AQS may still send administrative, legal, regulatory, or service-related communications where appropriate.

Third-Party Websites and Children’s Privacy

The website may link to third-party websites or resources. AQS is not responsible for the privacy practices, content, accuracy, or security of third-party websites. You should review the privacy policies of any third-party websites you visit. This website is not directed to children under the age of 13, and AQS does not knowingly collect personal information from children through this website.

Contact AQS Asset Management, LLC.

AQS Asset Management, LLC. is a registered investment adviser. Registration as an investment adviser does not imply a certain level of skill or training. The information on this website is provided for informational purposes only and should not be construed as investment advice, an offer to sell, or a solicitation to buy any security or investment product. Past performance is not indicative of future results. All investments involve risk, including possible loss of principal. Additional information about AQS Asset Management, LLC. is available through SEC’s Investment Adviser Public Disclosure website. Questions about this Privacy Policy may be directed to: AQS Asset Management, LLC. by postal mail at 5806 Mesa Drive Austin, TX 78731, by phone at 512-314-0713, and by email at larry.white@AQSllc.com.